Nicole Sullivan is a CFP-designated registered investment advisor at Prism Planning Partners, based in Libertyville, IL, with 13 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 151 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.50% |
All accounts for members of the client’s family (husband, wife and dependent children) or related businesses may be assessed fees based on the total balance of all accounts.
Fee Estimator
Contact
Nicole Sullivan
Location
321 S. Milwaukee Avenue, Libertyville, IL, 60048
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Prism Planning Partners
Previous Registrations
Alera Investment Advisors, LLC
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Nicole Sullivan is the Co-Founder and Director of Financial Planning at Prism Planning Partners. With a passion for the human side of finance, she is dedicated to helping clients use money as a tool to achieve their personal and professional goals. Nicole especially enjoys working with millennials, business owners, and entrepreneurial women.Since entering the financial services industry in 2012, Nicole has shared her insights with media outlets, including Bloomberg, MarketWatch, Financial Planning, USA Today, and CNBC. She is a graduate of the Financial Planning Program at the University of Illinois at Urbana-Champaign.Nicole lives in the western suburbs of Chicago with her husband, Matt, toddler son, and cat. When she's not working, she enjoys spending quality time with her family, exploring the outdoors, weightlifting, and traveling. Nicole also serves as treasurer for the Elmhurst Area Mom’s Group.Designations: Certified Financial Planner (CFP®), Retirement Management Advisor (RMA®).