Angela Rosario is a registered investment advisor, based in Santa Ana, CA, with 12 years of industry experience. Angela is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1551 N. Tustin Avenue, Suite 195, Santa Ana, CA, 92705
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Angela operates as a financial advisor under Apex Wealth Management Group, dedicating full-time hours to investments, advisory services, financial planning, and variable annuities. She also works as a fixed insurance agent and presents mortgage assistance workshops, each taking about 10-20% of her time.
Employment History
Current Registrations
Kovack Securities INC.Broker
Kovack Advisors, INC.
Previous Registrations
Investacorp Advisory Services INC
Investacorp, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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