Nichola Noriega is a CFA-designated registered investment advisor at Invesco Advisers, INC., based in New York, NY, with 13 years of industry experience. Nichola operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 61,236 clients with $760B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Invesco Advisers manages investments for clients through various strategies, with fees ranging from 0.01% to 1.50% annually, depending on the specific investment strategy and the amount invested. These fees cover investment advisory services but do not include brokerage, custody, or other service provider fees. Fees are negotiable in certain cases. Invesco Advisers may also act as a sub-advisor and share fees with other registered investment advisors.
Location
225 Liberty St, New York, NY, 10281
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nichola serves as a board member for YWCA USA, beginning in June 2019. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Invesco Advisers, INC.
Invesco Distributors, INC.Broker
Previous Registrations
Oppenheimerfunds Distributor, INC.Broker
Federated Investment Counseling
State Registrations4 states
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