BN
CFP
BN
CFP

Bowman James Nicholson

13 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
106 advisors
Number of Clients
5,673 clients
Average Client Portfolio
$340K average
Assets Under Management
$1.9B

Fee Structure

Minimum Annual Fee:$500
Loading...

Location

211 E. Six Forks Road, Ste 118, Raleigh, NC, 27609

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2024
Settled
Other Business Activities

Bowman plays bass in musical bands, an activity that is not investment-related. He spends minimal time on this and receives minimal compensation.

Employment History
Current Registrations
Capital Investment Group, INC.Broker
May 2016 - Present · 9 yrs 9 mos
Capital Investment Advisory Services, LLC
May 2016 - Present · 9 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2012 - May 2016 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2012 - May 2016 · 4 yrs
State Registrations15 states
ARAZCACTFLGAMAMONCNJNYSCTXVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.