Bowman James Nicholson

CFP

Capital Investment Advisory Services, LLC

13 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Capital Investment Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

106 advisors

Number of Clients

5,673 clients

Average Client Portfolio

$340K average

Assets Under Management

$1.9B

Fee Structure

Minimum Annual Fee:$500

Location

211 E. Six Forks Road, Ste 118, Raleigh, NC, 27609

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History

Regulatory History (1)

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Customer Dispute

September 2024

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Bowman plays bass in musical bands, an activity that is not investment-related. He spends minimal time on this and receives minimal compensation.

Employment History

Current Registrations

Capital Investment Group, INC.Broker

May 2016 - Present · 9 yrs 9 mos

Capital Investment Advisory Services, LLC

May 2016 - Present · 9 yrs 9 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

July 2012 - May 2016 · 3 yrs 10 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

May 2012 - May 2016 · 4 yrs

State Registrations15 states

ARAZCACTFLGAMAMONCNJNYSCTXVAWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.