Ralph Wagner
Ralph Wagner is a registered investment advisor at Laurel Financial Group INC, based in Pittsburgh, PA, with 5 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 4 more. Their firm serves 195 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Asset management fees are negotiable. The maximum annual non-wrap management fee is 2.0%.
Fee Estimator
Location
9 Dorchester Dr, Pittsburgh, PA, 15241
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ralph sells fixed insurance products since February 2023. This activity, conducted at the branch location, takes about a quarter of his time and is investment-related.
Employment History
Current Registrations
Laurel Financial Group INC
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
PFS Investments INC.Broker
Adp Broker-Dealer, INC.Broker
Farmers Financial Solutions, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.