CM
CM

Carol Flores Mcshera

13 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
64 advisors
Number of Clients
1,148 clients
Average Client Portfolio
$58.9M average
Assets Under Management
$67.6B

Fee Structure

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Location

500 W Madison Street, Suite 3260, Chicago, IL, 60661-4593

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carol works at Sapers & Wallack, providing insurance and retirement planning services as a retirement plan consultant. This takes nearly all of Carol's time.

Employment History
Current Registrations
Fiducient Advisors LLC
September 2020 - Present · 5 yrs 5 mos
Previous Registrations
Fiduciary Investment Advisors, LLC
June 2018 - December 2020 · 2 yrs 6 mos
Lion Street Advisors, LLC
February 2017 - May 2018 · 1 yr 3 mos
Lion Street Financial, LLCBroker
February 2017 - May 2018 · 1 yr 3 mos
Kestra Advisory Services, LLC
October 2016 - February 2017 · 4 mos
Kestra Investment Services, LLCBroker
June 2016 - February 2017 · 8 mos
Wells Fargo Funds Distributor, LLCBroker
June 2012 - April 2016 · 3 yrs 10 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.