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Carol Mcshera

Fiducient Advisors LLC
14 Years of Experience
Windsor, CT
Sells Insurance
View SEC Summary
View SEC Summary

Carol Mcshera is a registered investment advisor at Fiducient Advisors LLC, based in Windsor, CT, with 14 years of industry experience. Carol operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,239 clients with $98B in assets under management.

Fiducient Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
69 advisors
Number of Clients
1,239 clients
Average Client Portfolio
$78.7M average
Assets Under Management
$97.5B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees are customized and negotiated in advance based on account type, complexity, and scope. Non-discretionary advisory fees typically range from 0.01% to 1.0%, while discretionary wealth management fees range up to 1.0%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

100 Northfield Drive, Windsor, CT, 06095

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carol works at Sapers & Wallack, providing insurance and retirement planning services as a retirement plan consultant. This takes nearly all of Carol's time.

Employment History
Current Registrations
Fiducient Advisors LLC
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Fiduciary Investment Advisors, LLC
June 2018 - December 2020 · 2 yrs 6 mos
Lion Street Advisors, LLC
February 2017 - May 2018 · 1 yr 3 mos
Lion Street Financial, LLCBroker
February 2017 - May 2018 · 1 yr 3 mos
Kestra Advisory Services, LLC
October 2016 - February 2017 · 4 mos
Kestra Investment Services, LLCBroker
June 2016 - February 2017 · 8 mos
Wells Fargo Funds Distributor, LLCBroker
June 2012 - April 2016 · 3 yrs 10 mos
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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