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Toni Topp

13 Years of Experience
Minneapolis, MN
Broker

Toni Topp is a registered investment advisor at Cetera Investment Advisers LLC, based in Minneapolis, MN, with 13 years of industry experience. Toni operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

121 Washington Ave N, Minneapolis, MN, 55401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Toni works as a registered representative for Infinity Private Wealth, LLC, providing financial services. This takes up Toni's full-time work hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
May 2018 - Present · 8 yrs
Cetera Advisors LLCBroker
May 2018 - Present · 8 yrs
Previous Registrations
Cetera Advisors LLC
May 2018 - March 2024 · 5 yrs 10 mos
Wells Fargo Clearing Services, LLC
December 2015 - May 2018 · 2 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
December 2015 - May 2018 · 2 yrs 5 mos
Edward Jones
September 2012 - December 2015 · 3 yrs 3 mos
Edward JonesBroker
May 2012 - December 2015 · 3 yrs 7 mos
State Registrations1 state
MN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.