Patrick Rossi is a registered investment advisor, based in Renton, WA, with 13 years of industry experience.
Location
900 SW 16th St, Suite 110, Renton, WA, 98057
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patrick is a retirement specialist providing educational seminars for Security Benefit and acts as POA for his parents. He also owns 35% of Trident Wealth Planning PLLC, dedicating minimal time to it.
Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
October 2017 - June 2019 · 1 yr 8 mos
Foresters Financial Services, INC.Broker
July 2012 - June 2019 · 6 yrs 11 mos
State Registrations23 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.