Adam Cheshire is a registered investment advisor, based in Raleigh, NC, with 12 years of industry experience.
Location
501 Fayetteville St 7th Fl, Raleigh, NC, 27601
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam is involved in fixed insurance sales outside of Cetera. The filing does not specify the time commitment.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
February 2024 - Present · 2 yrs 3 mos
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Cuso Financial Services, L.P.
February 2023 - January 2024 · 11 mos
Cuso Financial Services, L.P.Broker
February 2023 - January 2024 · 11 mos
Morgan Stanley
December 2018 - December 2022 · 4 yrs
Morgan StanleyBroker
December 2018 - December 2022 · 4 yrs
Wells Fargo Clearing Services, LLC
July 2016 - December 2018 · 2 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
March 2014 - December 2018 · 4 yrs 9 mos
Nylife Securities LLCBroker
February 2013 - November 2013 · 9 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.