Don Hart is a registered investment advisor at LPL Enterprise, LLC, based in Louisville, KY, with 13 years of industry experience. Don operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
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Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
9300 Shelbyville Road, Suite 900, Louisville, KY, 40222
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Don works as an announcer at sporting events for EKU Sports, Transy Sports, and the University of Kentucky Athletics Dept. These roles involve announcing lineups, scores, sponsorships, and other content, taking minimal time for EKU and Transy, and about 10-20% of his time for the University of Kentucky.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Hornor, Townsend & Kent, LLCBroker
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Investment Professionals, INC.Broker
Investment Professionals, INC.
Edward Jones
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.