Jeffrey Sugiyama is a registered investment advisor at Pruco Securities, LLC, based in Portland, OR, with 14 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Portland, OR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jeffrey is affiliated with Blue Shield of California. The filing does not specify the nature or time commitment of this activity.
Employment History
Current Registrations
Pruco Securities, LLC
Pruco Securities, LLC.
Pruco Securities, LLC.Broker
Previous Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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