Carrie Kelley is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hinckley, MN, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
103 Fire Monument Rd; Ste B, Hinckley, MN, 55037
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carrie operates Lake Rock Wealth Management as a DBA for her LPL business, dedicating about a quarter of her time. She also has a business entity, Carrie Kelley, LLC, for tax and investment purposes, also dedicating about a quarter of her time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.