Har Lee is a registered investment advisor, based in Flushing, NY, with 10 years of industry experience.
Location
42-08 Main Street, Flushing, NY, 11355
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
May 2024 - Present · 2 yrs
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Cetera Investment Advisers LLC
April 2021 - May 2023 · 2 yrs 1 mo
Cetera Investment Services LLCBroker
January 2018 - May 2023 · 5 yrs 4 mos
Pruco Securities, LLC.Broker
May 2012 - December 2015 · 3 yrs 7 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.