Ethan Macdougall Somers

CFA

Mariner

12 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Mariner

Compensation

Fee-Only (AUM)

Firm Size

6 advisors

Number of Clients

3,242 clients

Average Client Portfolio

$726K average

Assets Under Management

$2.4B

Fee Structure

Financial Planning:Investment management only

Location

5700 West 112th Street, Suite 500, Overland Park,, KS, 66211

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Mariner

April 2016 - Present · 9 yrs 10 mos

Previous Registrations

MML Investors Services, LLCBroker

March 2017 - November 2021 · 4 yrs 8 mos

MML Investors Services, LLC

March 2017 - November 2021 · 4 yrs 8 mos

Msi Financial Services, INC.

January 2015 - March 2017 · 2 yrs 2 mos

New England Securities Corporation

November 2014 - January 2015 · 2 mos

Msi Financial Services, INC.Broker

October 2014 - March 2017 · 2 yrs 5 mos

New England SecuritiesBroker

February 2013 - January 2015 · 1 yr 11 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.