Brian Patrick Mallen

Envestnet Pmc

12 Years of Experience

View SEC Summary

Areas of Practice

Investment Management

Envestnet Pmc

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

54 advisors

Number of Clients

2,021,610 clients

Average Client Portfolio

$263K average

Assets Under Management

$532.2B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

150 North Riverside Plaza , Suite 2050, Chicago, IL, 60606

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Envestnet Pmc

June 2023 - Present · 2 yrs 8 mos

Previous Registrations

Envestnet Pmc

August 2013 - June 2023 · 9 yrs 10 mos

Portfolio Brokerage Services, INC.Broker

August 2013 - February 2020 · 6 yrs 6 mos

AXA Advisors, LLCBroker

August 2012 - February 2013 · 6 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.