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Sarah Smith

9 Years of Experience
Decatur, AL
Broker

Sarah Smith is a registered investment advisor at Morgan Stanley, based in Decatur, AL, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

300 Market Street Ne, Suite 101, Decatur, AL, 35601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sarah is involved with the United Way of Morgan County as a Finance Committee and Board Member since 2017, and with Burritt on the Mountain as a Board Member since 2022. Both activities require minimal time and are not investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
October 2016 - Present · 9 yrs 11 mos
Morgan Stanley
October 2016 - Present · 9 yrs 11 mos
State Registrations42 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sarah Smith - Financial Advisor | TrueAdvisor