William Baucum is a registered investment advisor at LPL Financial LLC, based in Oak Ridge, TN, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
685 B Emory Valley Rd, Oak Ridge, TN, 37830-7746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William operates his LPL business under the DBA Wealthcare Partners of Tennessee and is also an investment advisor representative for Wealthcare Advisory Partners LLC. He is also a business owner at Smallbiz Staffing LLC, a partner in the family business Advanced Electrical Systems, and spends about half his time as an investment advisor representative and registered representative.
Employment History
Current Registrations
LPL Financial LLC
Wealthcare Advisory Partners LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations5 states
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