Rachel Bascone is a registered investment advisor at Morgan Stanley, based in New York, NY, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 3 yrs
Morgan StanleyBroker
June 2023 - Present · 3 yrs 3 mos
Previous Registrations
E*trade Capital Management, LLC
May 2023 - September 2023 · 4 mos
E*trade Securities LLCBroker
May 2023 - September 2023 · 4 mos
Morgan Stanley
August 2018 - May 2023 · 4 yrs 9 mos
Morgan StanleyBroker
August 2018 - May 2023 · 4 yrs 9 mos
Raymond James & Associates, INC.
June 2017 - July 2018 · 1 yr 1 mo
Raymond James & Associates, INC.Broker
June 2017 - July 2018 · 1 yr 1 mo
Invest Financial Corporation
September 2015 - June 2017 · 1 yr 9 mos
Invest Financial CorporationBroker
July 2014 - June 2017 · 2 yrs 11 mos
R. Seelaus & Co.,inc.Broker
February 2014 - April 2014 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.