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Thomas Taylor

13 Years of Experience
Tucson, AZ
Broker

Thomas Taylor is a registered investment advisor at Wells Fargo Advisors, based in Tucson, AZ, with 13 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3945 E. Paradise Falls Dr, Ste 261, Tucson, AZ, 85712

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
July 2022 - Present · 3 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Morgan Stanley
June 2020 - July 2022 · 2 yrs 1 mo
Morgan StanleyBroker
June 2020 - July 2022 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLC
April 2016 - June 2020 · 4 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
July 2012 - June 2020 · 7 yrs 11 mos
State Registrations35 states
ALARAZCACOCTFLGAILINKSKYMAMDMEMNMOMTNCNDNENHNMNVNYOHOKORPATNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.