Roger Collins
Roger Collins is a registered investment advisor at Cetera Investment Advisers LLC, based in Lexington, KY, with 13 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
201 E. Main St, Suite 520, Lexington, KY, 40507
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Roger is involved with Collins Wealth Management Inc. in tax offsetting and owns One Chip At A Time, a woodworking business, dedicating a few hours per week to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Previous Registrations
Foresters Financial Services, INC.Broker
State Registrations7 states
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