Kathleen Hayes is a registered investment advisor, based in Charlotte, NC, with 12 years of industry experience.
Location
214 N Tryon St, Fl 33, Charlotte, NC, 28202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kathleen is the principal of Katie Hayes Photography LLC, which photographs people, events, sports, and landscapes. This takes about 10-20% of Kathleen's time.
Employment History
Current Registrations
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
November 2014 - February 2021 · 6 yrs 3 mos
Bb&t Securities, LLCBroker
March 2014 - February 2021 · 6 yrs 11 mos
State Registrations39 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.