James Nelson
James Nelson is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Clinton, IA, with 13 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
880 13th Ave N, Clinton, IA, 52732
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is a board member of Mercy Healthcare Foundation, dedicating minimal time, and an advisory representative of a RIA called CIRA, spending about half his time. Some of his time at both organizations is spent trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
State Registrations2 states
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