Jeffrey Lloyd is a CFP-designated registered investment advisor, based in Plano, TX, with 14 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7900 Windrose Ave, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey maintains life and health insurance licenses, though this requires minimal time and is not investment-related. He is an employee of The Vanguard Group, Inc.
Employment History
Current Registrations
Vanguard Marketing Corporation
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
Previous Registrations
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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