Matthew Klein is a registered investment advisor, based in Uniondale, NY, with 6 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
405 RXR Plaza, Uniondale, NY, 11554
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Regulatory History (2)
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Criminal
June 2007Final Disposition
Criminal
September 2004Final Disposition
Other Business Activities
Matthew works as a consultant for Universal Consulting Group, focusing on marketing lead generation for mortgages. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Copley Alternative Investments INC.
March 2026 - Present · 7 mos
Copley Alternative Investments INC.Broker
March 2026 - Present · 7 mos
Copley Financial Group, INC.
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Quasar Trading, LLCBroker
January 2013 - February 2014 · 1 yr 1 mo
Legend Trading, LLCBroker
November 2012 - February 2013 · 3 mos
Legend Securities, INC.Broker
July 2012 - August 2012 · 1 mo
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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