SF
CFA · CFP
SF
CFA · CFP

Sean Ford

9 Years of Experience
Warrenville, IL
BrokerSells Insurance

Sean Ford is a CFA, CFP-designated registered investment advisor at Lasalle St. Investment Advisors, L.L.C., based in Warrenville, IL, with 9 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 14,284 clients with $5.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
161 advisors
Number of Clients
14,284 clients
Average Client Portfolio
$402K average
Assets Under Management
$5.7B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1.0M - $3.0M0.90%
$3.0M - $5.0M0.80%
$5M+0.70%

Schedule reflects the firm's managed discretionary program. Firm also offers the LaSalle St. Asset Management Program (LAMP) with higher suggested rates, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

27575 Ferry Rd, Suite D, Warrenville, IL, 60555

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sean is an investment advisor with LaSalle St Investment Advisors, LLC. He also sells fixed insurance and is involved with Acre Trader 160, LLC / Ashton Farm Investor.

Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
February 2020 - Present · 6 yrs 8 mos
Lasalle St Securities, L.L.C.Broker
February 2020 - Present · 6 yrs 8 mos
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
February 2017 - January 2020 · 2 yrs 11 mos
Benjamin F. Edwards & Company, INC.Broker
January 2017 - January 2020 · 3 yrs
State Registrations27 states
ARAZCADCFLGAIAILINKSMAMDMNMONCNYOHOKORSCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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