John O'connor is a registered investment advisor at Morgan Stanley, based in Pepper Pike, OH, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
31099 Chagrin Boulevard, Pepper Pike, OH, 44124
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2019 - Present · 6 yrs 10 mos
Morgan StanleyBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Morgan Stanley Investment Management INC.
November 2015 - July 2019 · 3 yrs 8 mos
Morgan Stanley Distribution, INC.Broker
November 2015 - July 2019 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2015 - November 2015 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2015 - November 2015 · 9 mos
State Registrations24 states
AZCACOCTDCDEFLIAILMAMEMIMNNCNJNYOHORPASCTNTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.