Ting Su is a registered investment advisor, based in Seattle, WA, with 13 years of industry experience.
Location
621 S Lane St, Seattle, WA, 98104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ting has a role at a bank involving customer service and loans. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2017 - Present · 9 yrs
Cetera Investment Advisers LLC
September 2017 - Present · 9 yrs
Previous Registrations
LPL Financial LLCBroker
February 2017 - September 2017 · 7 mos
LPL Financial LLC
February 2017 - September 2017 · 7 mos
Cetera Investment Advisers LLC
January 2014 - February 2017 · 3 yrs 1 mo
Cetera Investment Services LLC
August 2012 - January 2014 · 1 yr 5 mos
Cetera Investment Services LLCBroker
June 2012 - February 2017 · 4 yrs 8 mos
State Registrations1 state
WA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.