John Dotson is a registered investment advisor at Forge Financial, based in Edmond, OK, with 14 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 4,683 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable and depend on account size, type, and services provided. The maximum account fee is 1.50%.
Fee Estimator
Location
2901 South Bryant Avenue, Edmond, OK, 73013
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John owns John Dotson, LLC, selling non-variable insurance, dedicating about 10-20% of his time. He also provides investment advisory services through Forge Financial Services LLC, spending nearly full-time hours on this activity, and operates Forge Financial as a DBA for both his RIA and LPL business.
Employment History
Current Registrations
Forge Financial
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLC
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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