John Dotson is a registered investment advisor at LPL Financial LLC, based in Edmond, OK, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2901 S Bryant Ave, Edmond, OK, 73013-6167
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John owns John Dotson, LLC, selling non-variable insurance, dedicating about 10-20% of his time. He also provides investment advisory services through Forge Financial Services LLC, spending nearly full-time hours on this activity, and operates Forge Financial as a DBA for both his RIA and LPL business.
Employment History
Current Registrations
LPL Financial LLC
Forge Financial
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
State Registrations10 states
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