Enrique Francia

Carlsbad, CA

1 DisclosureBrokerSells Insurance

View SEC Summary

Enrique Francia is a registered investment advisor, based in Carlsbad, CA.

Location

1901 Camino Vida Roble, Ste 115, Carlsbad, CA, 92008

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History

Regulatory History (1)

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Financial

February 2019

Final

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Other Business ActivitiesSells Insurance

Enrique is an independent contractor for Jack Schroeder and Associates LLC and Healthcare Solutions Team, selling life, health insurance, and Medicare plans, dedicating a few hours per week, rising to about half his time seasonally. He also works as a rideshare driver for Uber and is a referral agent for Dreams Business Resources, dedicating about 10-20% of his time to Uber and a few hours per week to Dreams Business Resources. Finally, Enrique is a caregiver for Arch FMS/In-Home Support Services.

Employment History

Current Registrations

State Farm Vp Management CORP.Broker

December 2025 - Present · 7 mos

State Farm Investment Management CORP.

December 2025 - Present · 7 mos

Previous Registrations

Secure Investment Management, LLC

May 2025 - August 2025 · 3 mos

State Registrations1 state

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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