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Laurence Cooper

12 Years of Experience
Marlton, NJ
BrokerSells Insurance

Laurence Cooper is a registered investment advisor at Cetera Investment Advisers LLC, based in Marlton, NJ, with 12 years of industry experience. Laurence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2001 A Lincoln Drive West, Marlton, NJ, 08053

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Laurence sells life insurance and annuities with various companies since 2020. He also serves as VP of Investments for Capital Wealth Advisors, dedicating about a quarter of his time to financial planning.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2020 - Present · 6 yrs 7 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 7 yrs
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
September 2019 - May 2021 · 1 yr 8 mos
Summit Brokerage Services, INC.Broker
October 2015 - September 2019 · 3 yrs 11 mos
Pruco Securities, LLC.Broker
July 2013 - October 2015 · 2 yrs 3 mos
State Registrations15 states
CACOCTDCDEFLINMDMIMTNCNJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laurence Cooper - Financial Advisor | TrueAdvisor