BM
CFP
BM
CFP

Brian Matthews

11 Years of Experience
Grand Forks, ND
Broker

Brian Matthews is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Grand Forks, ND, with 11 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3001B 32nd Avenue South Suite 3, Grand Forks, ND, 58201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Concourse Financial Group Advisors
February 2025 - February 2025 · 0 mos
Concourse Financial Group Securities, INC.Broker
February 2025 - February 2025 · 0 mos
Domain Money Advisors, LLC
March 2023 - January 2025 · 1 yr 10 mos
Concourse Financial Group Advisors
June 2021 - May 2022 · 11 mos
Concourse Financial Group Securities, INC.Broker
June 2021 - May 2022 · 11 mos
Goldman Sachs & CO. LLCBroker
April 2018 - June 2021 · 3 yrs 2 mos
Neuberger Berman Bd LLC
April 2015 - March 2018 · 2 yrs 11 mos
Neuberger Berman Bd LLCBroker
April 2015 - March 2018 · 2 yrs 11 mos
Proequities, INC.Broker
July 2013 - March 2015 · 1 yr 8 mos
State Registrations13 states
AZCAFLMIMNNCNDNJSCSDTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.