Brian Matthews is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Fargo, ND, with 12 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
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Assets Under Management
Location
4650 38th Ave S, Suite 120, Fargo, ND, 58104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Domain Money Advisors, LLC
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Goldman Sachs & CO. LLCBroker
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Proequities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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