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Xavier Gutierrez

LPL Financial LLC
13 Years of Experience
San Antonio, TX
1 DisclosureBroker
View SEC Summary
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Xavier Gutierrez is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 13 years of industry experience. Xavier is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

17806 I-10 W Promenade 1, Ste 120, San Antonio, TX, 78257

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2016
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Xavier operates Genesis Wealth Management as a DBA for his LPL business. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
October 2023 - Present · 3 yrs
LPL Financial LLCBroker
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Bbva Securities INC.Broker
January 2014 - August 2021 · 7 yrs 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2013 · 11 mos
Chase Investment Services CORP.Broker
July 2012 - October 2012 · 3 mos
State Registrations3 states
FLLATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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