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Marianne Bates

7 Years of Experience
Chicago, IL
Broker

Marianne Bates is a registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 7 years of industry experience. Marianne operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Marianne is a part-time consultant for NUTS Technologies, an IT cyber security startup, since 2018. She provides ad hoc project work to support the firm's finance and marketing functions, dedicating a few hours per week.

Employment History
Current Registrations
Neuberger Berman Bd LLC
October 2018 - Present · 7 yrs 7 mos
Neuberger Berman Bd LLCBroker
May 2018 - Present · 8 yrs
Neuberger Berman Bd LLC
May 2018 - Present · 8 yrs
State Registrations2 states
ILNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marianne Bates - Financial Advisor | TrueAdvisor