JH
JH

Jonathan Hollingsworth

10 Years of Experience
Birmingham, AL
Broker

Jonathan Hollingsworth is a registered investment advisor at Cetera Investment Advisers LLC, based in Birmingham, AL, with 10 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1900 5th Ave N, Birmingham, AL, 35203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jonathan works as a wealth advisor at Regions Bank, providing customer service and assisting with deposit accounts, loans, and credit card applications.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
January 2023 - Present · 3 yrs 4 mos
Cetera Investment Advisers LLC
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
SA Stone Investment Advisors INC.
September 2017 - September 2022 · 5 yrs
SA Stone Wealth Management INC.Broker
July 2015 - September 2022 · 7 yrs 2 mos
State Registrations1 state
AL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jonathan Hollingsworth - Financial Advisor | TrueAdvisor