JF
JF

John Fuggi

13 Years of Experience
Towson, MD
Broker

John Fuggi is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Towson, MD, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

100 West Road, Suite 200, Towson, MD, 21204

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
May 2023 - Present · 3 yrs
Robert W. Baird & CO. IncorporatedBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Franklin Distributors, LLCBroker
July 2014 - April 2023 · 8 yrs 9 mos
Vanguard Marketing CorporationBroker
July 2012 - July 2014 · 2 yrs
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.