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Alaina L Ruiz

11 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

10900 NE 8th St., Suite 750, Bellevue, WA, 98004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alaina works as a retirement plan consultant for Gallagher Fiduciary Advisors and Gallagher Benefit Services, both investment-related. She dedicates nearly full-time hours to Gallagher Fiduciary Advisors and about a quarter of her time to Gallagher Benefit Services.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 6 mos
Gallagher Fiduciary Advisors, LLC
April 2022 - Present · 3 yrs 10 mos
Previous Registrations
Triad Advisors LLCBroker
March 2022 - August 2024 · 2 yrs 5 mos
Kestra Advisory Services, LLC
October 2020 - March 2022 · 1 yr 5 mos
Kestra Investment Services, LLCBroker
September 2018 - March 2022 · 3 yrs 6 mos
LPL Financial LLCBroker
May 2015 - October 2018 · 3 yrs 5 mos
Morgan Stanley
November 2014 - April 2015 · 5 mos
Morgan StanleyBroker
July 2014 - April 2015 · 9 mos
State Registrations2 states
TXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.