PC
PC
Phillip Carrell is a registered investment advisor, based in Hobbs, NM, with 13 years of industry experience.
Location
110 W Clinton, Hobbs, NM, 88240
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Regulatory History (1)
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Criminal
April 2016Final Disposition
Other Business ActivitiesSells Insurance
Phillip owns rental property in Carlsbad, NM, and is an insurance agent selling insurance with national companies, dedicating a few hours per week to this. He also works as an advisory representative of a registered investment advisor, spending nearly full-time on this and about 20% of his time during trading hours.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
January 2017 - Present · 9 yrs 4 mos
Cambridge Investment Research Advisors, INC.
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Securities America Advisors, INC.
November 2015 - December 2016 · 1 yr 1 mo
Securities America, INC.Broker
November 2015 - December 2016 · 1 yr 1 mo
Edward Jones
October 2012 - November 2015 · 3 yrs 1 mo
Edward JonesBroker
August 2012 - November 2015 · 3 yrs 3 mos
State Registrations14 states
ALARAZCACOGAMDMONMOHOKTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.