John Rice is a registered investment advisor at Nbt Capital Management, INC., based in Elberta, AL, with 11 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 939 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees may be negotiable. Current client relationships may exist where the fees are higher or lower than the fee schedules above due to desired deviations in the standard service structure or because a prior fee schedule has been “grandfathered” due to our long-term relationship with the client.
Fee Estimator
Location
24752 Beachwood Road, Elberta, AL, 36530
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is the Executive Director of New Business at DailyAccess Corporation, a recordkeeping and third-party administration firm, since 2001. He spends nearly full-time selling recordkeeping and third-party administration services.
Employment History
Current Registrations
Nbt Capital Management, INC.
Previous Registrations
Interserv, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.