Lindsey Hardy is a registered investment advisor, based in Austin, TX, with 12 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Advisory Services, LLC
October 2025 - Present · 7 mos
Kestra Investment Services, LLCBroker
October 2025 - Present · 7 mos
Previous Registrations
Commonwealth Financial Network
January 2018 - October 2025 · 7 yrs 9 mos
Commonwealth Financial NetworkBroker
January 2018 - October 2025 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2016 - November 2016 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2016 - November 2016 · 3 mos
Federated Global Investment Management CORP.
April 2014 - August 2016 · 2 yrs 4 mos
Mdt Advisers, a Division of Federated Mdta LLC
September 2012 - August 2016 · 3 yrs 11 mos
Federated Securities CORP.
August 2012 - August 2016 · 4 yrs
Federated Investment Counseling
August 2012 - August 2016 · 4 yrs
Federated Securities CORP.Broker
August 2012 - August 2016 · 4 yrs
State Registrations3 states
INMARI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.