Shelly Dukes
Shelly Dukes is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 8 years of industry experience. Shelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History (1)
Criminal
May 2008Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Bts Securities CorporationBroker
Orion Portfolio Solutions, LLC
Brinker Capital Securities, LLCBroker
Raymond James & Associates, INC.
Raymond James Financial Services Advisors, INC
Raymond James & Associates, INC.Broker
Raymond James Financial Services, INC.Broker
Strategic Wealth Advisors Group
LPL Financial LLCBroker
Wfa of San Diego
LPL Financial LLCBroker
TD Ameritrade, INC.Broker
Hines Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.