WM
WM

Wendy Mitchell

7 Years of Experience
Latham, NY
Broker

Wendy Mitchell is a registered investment advisor at Morgan Stanley, based in Latham, NY, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1212 Troy Schenectady Road, Latham, NY, 12110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Wendy is a partner in God Heard Our Whispered Wishes, an agricultural business in Delanson, New York, since March 2021. This takes about half of Wendy's time after business hours.

Employment History
Current Registrations
Morgan Stanley
July 2018 - Present · 7 yrs 10 mos
Morgan StanleyBroker
March 2018 - Present · 8 yrs 2 mos
State Registrations45 states
AKALAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMTNCNENHNJNMNVNYOHORPARISCTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Wendy Mitchell - Financial Advisor | TrueAdvisor