TD
TD

Timothy Duffy

9 Years of Experience
Seattle, WA
Broker

Timothy Duffy is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Seattle, WA, with 9 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

4739 44th Avenue Sw, Seattle, WA, 98116

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Timothy is an associate/employee at Duffy Investment LLC, spending a few hours per week managing rental units. He also works at Duffy Wealth Management LLC as an associate/employee, dedicating about half his time to this support company.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2017 - Present · 8 yrs 9 mos
Raymond James Financial Services, INC.Broker
May 2017 - Present · 9 yrs
Previous Registrations
Robert W. Baird & CO. Incorporated
August 2016 - May 2017 · 9 mos
Robert W. Baird & CO. IncorporatedBroker
April 2016 - May 2017 · 1 yr 1 mo
State Registrations23 states
AKAZCACOCTFLIDILINMNMTNCNVNYOKORRISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.