Joseph Milici is a registered investment advisor, based in New York, NY, with 13 years of industry experience.
Location
675 Third Avenue, Suite 920, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is an investment advisor representative (IAR) at Lumiere Financial Group, LLC since 2022, dedicating full-time hours. He is also an independent licensed insurance agent since 2011, and a registered representative of Purshe Kaplan Sterling Investments since 2022, spending nearly full-time hours in that role.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
Purshe Kaplan Sterling InvestmentsBroker
Lumiere Financial
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations5 states
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