DF
DF
David Fowler
13 Years of Experience
Portland, OR
1 DisclosureSells Insurance
David Fowler is a registered investment advisor at Roosevelt Advisors LLC, based in Portland, OR, with 13 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 262 clients with $19M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
262 clients
Average Client Portfolio
$71K average
Assets Under Management
$18.6M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The annual fee may be negotiable based upon certain criteria.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
1017 SW Morrison St., Suite 409, Portland, OR, 97205
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2020Settled
Other Business ActivitiesSells Insurance
David is an insurance agent with National Advisor Group, Inc. This takes about half of his time.
Employment History
Current Registrations
Roosevelt Advisors LLC
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Investment Advisors
October 2012 - July 2018 · 5 yrs 9 mos
Proequities, INC.Broker
September 2012 - July 2018 · 5 yrs 10 mos
State Registrations3 states
ORTXWA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.