Thomas Yager
Thomas Yager is a ChFC-designated registered investment advisor at Sendero Wealth Management, LLC, based in San Antonio, TX, with 12 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 369 clients with $6.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $4.0M | 1.00% |
| $4M+ | 1.00% |
Accounts over $3 million use a tiered schedule with a maximum rate of 1.0% on the first $4 million and lower rates on higher tiers. Minimum annual fee of $30,000 applies unless modified, but is waived for accounts below $3 million.
Fee Estimator
Location
250 W. Nottingham, Suite 300, San Antonio, TX, 78209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sendero Wealth Management, LLC
Sendero Securities, LLCBroker
Previous Registrations
Capital Client Group, INC.
Capital Client Group, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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