Thomas Yager is a ChFC-designated registered investment advisor, based in San Antonio, TX, with 12 years of industry experience.
Location
250 W. Nottingham, Suite 300, San Antonio, TX, 78209
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sendero Wealth Management, LLC
July 2025 - Present · 10 mos
Sendero Securities, LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
Capital Client Group, INC.
September 2015 - June 2025 · 9 yrs 9 mos
Capital Client Group, INC.Broker
September 2015 - June 2025 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2014 - August 2015 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2014 - August 2015 · 1 yr
LPL Financial LLCBroker
September 2012 - April 2013 · 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.