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Richard Lewis

8 Years of Experience
New York, NY
Broker

Richard Lewis is a registered investment advisor, based in New York, NY, with 8 years of industry experience.

Location

810 7th Avenue, Suite 615, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is the CEO of StudentTicket, an organization focused on connecting students to the local community to strengthen local economies. He receives no compensation and dedicates minimal time to this activity.

Employment History
Current Registrations
Robertson Stephens Capital Markets, LLCBroker
October 2025 - Present · 7 mos
Robertson Stephens Capital Markets, LLC
October 2025 - Present · 7 mos
Robertson Stephens
October 2025 - Present · 7 mos
Previous Registrations
Hightower Advisors, LLC
October 2017 - September 2025 · 7 yrs 11 mos
Hightower Securities, LLCBroker
August 2017 - September 2025 · 8 yrs 1 mo
State Registrations2 states
NYRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Lewis - Financial Advisor | TrueAdvisor