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Benjamin Heeren

Hightower Advisors, LLC
9 Years of Experience
Houston, TX
1 DisclosureBroker
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Benjamin Heeren is a registered investment advisor at Hightower Advisors, LLC, based in Houston, TX, with 9 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 64,035 clients with $200B in assets under management.

Hightower Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1044 advisors
Number of Clients
64,035 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$198.6B

Fee Structure

Planning is included in investment management (also available separately)

Hightower Advisors charges fees that vary depending on the specific advisor and service used, typically calculated as a percentage of your portfolio. Fees may be structured as a flat percentage or through tiered rates where the percentage changes based on the size of your investments. Fees are generally billed quarterly or monthly, either in advance or in arrears. Specific fee schedules, minimum account sizes, and minimum annual fees are determined by individual advisor practices.

View Full SEC Brochure

Location

4400 Post Oak Pkwy Ste 2600, Houston, TX, 77027

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History

Regulatory History (1)
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Criminal
June 2013
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Benjamin is an associate advisor at CWM, LLC DBA Carson Group Partners, an SEC registered investment advisory firm, and Driven Wealth Strategies, a financial planning firm. He also works as a registered admin for Dome Holdings Inc, a corporation formed for expenses, taking nearly full-time for each role.

Employment History
Current Registrations
Hightower Advisors, LLC
September 2022 - Present · 4 yrs 1 mo
Hightower Securities, LLC
September 2022 - Present · 4 yrs 1 mo
Hightower Securities, LLCBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Cwm, LLC
May 2019 - August 2022 · 3 yrs 3 mos
Cetera Advisor Networks LLCBroker
May 2019 - July 2022 · 3 yrs 2 mos
Waddell & Reed
October 2016 - May 2019 · 2 yrs 7 mos
Waddell & ReedBroker
August 2016 - May 2019 · 2 yrs 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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