BH
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Benjamin Heeren

9 Years of Experience
Chicago, IL
1 DisclosureBroker

Benjamin Heeren is a registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 9 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History (1)
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Criminal
June 2013
Final Disposition
Other Business Activities

Benjamin is an associate advisor at CWM, LLC DBA Carson Group Partners, an SEC registered investment advisory firm, and Driven Wealth Strategies, a financial planning firm. He also works as a registered admin for Dome Holdings Inc, a corporation formed for expenses, taking nearly full-time for each role.

Employment History
Current Registrations
Hightower Advisors, LLC
September 2022 - Present · 3 yrs 10 mos
Hightower Securities, LLC
September 2022 - Present · 3 yrs 10 mos
Hightower Securities, LLCBroker
September 2022 - Present · 3 yrs 10 mos
Previous Registrations
Cwm, LLC
May 2019 - August 2022 · 3 yrs 3 mos
Cetera Advisor Networks LLCBroker
May 2019 - July 2022 · 3 yrs 2 mos
Waddell & Reed
October 2016 - May 2019 · 2 yrs 7 mos
Waddell & ReedBroker
August 2016 - May 2019 · 2 yrs 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.