SA
SA

Sarai Anderson

13 Years of Experience
Santa Barbara, CA
Broker

Sarai Anderson is a registered investment advisor at Morgan Stanley, based in Santa Barbara, CA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1332 Anacapa Street, 2nd Floor, Santa Barbara, CA, 93101

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Sarai is a board member and on the finance committee for the Teddy Bear Cancer Foundation, a children's health and welfare organization. She spends minimal time on business development and growth for the foundation.

Employment History
Current Registrations
Morgan StanleyBroker
June 2024 - Present · 1 yr 11 mos
Morgan Stanley
June 2024 - Present · 1 yr 11 mos
Previous Registrations
J.P. Morgan Securities LLC
November 2020 - June 2024 · 3 yrs 7 mos
J.P. Morgan Securities LLCBroker
November 2020 - June 2024 · 3 yrs 7 mos
Changepath, LLC
October 2020 - November 2020 · 1 mo
Partnervest Advisory Services LLC
September 2019 - November 2020 · 1 yr 2 mos
Edward Jones
August 2012 - March 2019 · 6 yrs 7 mos
Edward JonesBroker
August 2012 - March 2019 · 6 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.