Lori Whittingham-Derby
Lori Whittingham-Derby is a registered investment advisor at Cetera Investment Advisers LLC, based in Orland Park, IL, with 12 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
15321 S 94th Ave Ste 100, Orland Park, IL, 60462
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lori is an executive manager at Megent Financial, a financial services firm, dedicating full-time hours to managing the office. Lori also works as a notary public, spending minimal time notarizing documents.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Opus Wealth Management Group
LPL Financial LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
State Registrations45 states
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