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Gregory Starkey
10 Years of Experience
Carlsbad, CA
2 DisclosuresBroker
Gregory Starkey is a registered investment advisor at Charles Schwab & CO., INC., based in Carlsbad, CA, with 10 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Carlsbad, CA
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2022Final
Criminal
September 1997Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
February 2023 - Present · 3 yrs 8 mos
Charles Schwab & CO., INC.
February 2023 - Present · 3 yrs 8 mos
Charles Schwab & CO., INC.Broker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
PFS Investments INC.Broker
August 2022 - February 2023 · 6 mos
TD Ameritrade Investment Management, LLC
February 2018 - October 2021 · 3 yrs 8 mos
TD Ameritrade, INC.
February 2018 - October 2021 · 3 yrs 8 mos
TD Ameritrade, INC.Broker
February 2018 - October 2021 · 3 yrs 8 mos
Scottrade Investment Management
January 2017 - February 2018 · 1 yr 1 mo
Scottrade, INC.Broker
June 2016 - February 2018 · 1 yr 8 mos
Waddell & Reed
September 2015 - June 2016 · 9 mos
Waddell & ReedBroker
July 2015 - June 2016 · 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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